Date: April 2018
BD Update: CRC will be helping IFP with the FINRA registration process and assisting with compliance responsibilities during the first year of our broker-dealer.
Benefit to Advisors: This firm will help IFP and advisors in the IFP network remain compliant throughout the transition from RIA to broker-dealer.
Questions: For more information about this milestone, contact [email protected].
Compliance Risk Concepts is not affiliated with LPL Financial or IFP.