Agreement Signed with Compliance Risk Concepts

Date: April 2018

BD Update: CRC will be helping IFP with the FINRA registration process and assisting with compliance responsibilities during the first year of our broker-dealer.

Benefit to Advisors: This firm will help IFP and advisors in the IFP network remain compliant throughout the transition from RIA to broker-dealer.

Questions: For more information about this milestone, contact [email protected].


Compliance Risk Concepts is not affiliated with LPL Financial or IFP.