Broker-Dealer Update: Week 1

We want to ensure we keep everyone updated on the progress of IFP’s work towards broker-dealer status. As such, we’re excited to bring you this first broker-dealer update.

  • This week we did the following action items:
  • New employees
  • Signed agreements with Redi2 Technologies, Agreement Express, and Compliance Risk Concepts
  • Approval from LPL to begin relationships with non-LPL custodians
  • More on the Pershing platform demos
  • A transition package update
  • Significant employer plan capability and resource upgrades

Disclaimer

Agreement Express, Redi2 Technologies, and Compliance Risk Concepts are not affiliated with IFP or LPL Financial.