Business Continuity Plan

IFP Securities, LLC (“IFP”) is committed to providing our clients with secure and reliable access to their accounts. This commitment includes providing information regarding plans to address disruptions in our business operations due to power outages, natural disasters, or other significant events. In the event of a disruption, IFP has a Business Continuity Plan that is intended to permit the firm to maintain business operations such as processing client orders and transactions, providing access to cash and securities, and providing access to information about balances and transactions in client accounts.

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of personnel; critical business constituent, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

Contacting us – If after a significant business disruption, you cannot contact us toll free on (000) 000-0000, you should call our emergency number (000) 000-0000. If you are unable to reach us and require prompt access to funds and securities, or need to enter orders or other trade-related assistance, please contact our clearing firm: INTL FCStone Financial, Inc at (000) 000-0000.

For more information about business continuity planning, you can contact us (813) 341-0960.