Disclosures for IFP Securities, LLC
- As a broker-dealer, we are a member of MSRB. Learn more at www.msrb.org.
- Rule 606 – Order Disclosure
- Business Continuity Plan
- Customer Information Protection
- Beneficial Ownership
- Patriot Act – To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.
- Is your broker considering changing firms? Download FINRA’s ‘Issues to consider when your broker changes firms’ disclosure document.