Disclosures

Disclosures for Independent Financial Partners

• IFP is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB). An Investor brochure can be found at the MSRB website www.msrb.org that describes protections that may be provided by the MSRB rules and how to file a complaint with an appropriate regulatory authority.
• Rule 606 – Order Disclosure
• Business Continuity Plan
• Is your broker considering changing firms? Download FINRA’s ‘Issues to consider when your broker changes firms’ disclosure document.
• Privacy Policy and Opt Out Form
• Wrap Fee Program Brochure
• ADV 2A
• ADVIII Form CRS
• Revenue Sharing
• Code of Ethics
• Reg BI General Disclosure
• Form CRS
• Margin Disclosure Statement